DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Abw, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Harry Eliot Goode | Kestra Advisory Services, LLC BD affiliated | Abw, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 7, 2024 | Feb 24, 2025 (109 d) |
| Dwain Arthur Blake | Crg Wealth, LLC state registered | Abw, LLC state registered | Other | Dec 16, 2020 | Jul 2, 2020 |
| Holly Laraine Gennings | Crg Wealth, LLC state registered | Abw, LLC state registered | Other | Dec 16, 2020 | Jul 7, 2020 |
Page 1 of 1
3 moves match.