DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Rising Sun Investment Advisers
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Lee Tufts | Wells Fargo Advisors wirehouse | Rising Sun Investment Advisers state registered | Wirehouse to a state-registered adviser | Nov 28, 2014 | Jun 15, 2020 (2026 d) |
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1 moves match.