DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Advisors Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Robert Drumhiller | UBS Financial Services Inc. wirehouse | Capital Advisors Wealth Management independent RIA | Wirehouse to independent RIA | Sep 17, 2025 | Aug 15, 2025 |
| Robert Adam Vickers | Financial Management, Inc. independent RIA | Capital Advisors Wealth Management no RAUM | RIA to a newly registered adviser | Dec 2, 2020 | Jun 15, 2020 |
| Edward Charles Reinhart | Wells Fargo Advisors wirehouse | Capital Advisors Wealth Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 4, 2020 | Aug 5, 2020 |
| Anthony Joseph Farina | Wells Fargo Advisors wirehouse | Capital Advisors Wealth Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 4, 2020 | Jul 31, 2020 |
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4 moves match.