DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Seraphim Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Warren | MML Investors Services, LLC BD affiliated | Seraphim Wealth Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 21, 2020 | Aug 18, 2020 |
| Eric Demond Wimbush | Edward Jones national BD | Seraphim Wealth Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 27, 2018 | Jul 8, 2020 (834 d) |
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2 moves match.