DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Allegiant Private Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin William Jones | Commonwealth Financial Network national BD | Allegiant Private Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 12, 2020 | Oct 9, 2020 |
| Luke Nicholas | Commonwealth Financial Network national BD | Allegiant Private Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2020 | Oct 12, 2020 |
| Michelle J Marcus Cross | Commonwealth Financial Network national BD | Allegiant Private Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 29, 2020 | Oct 1, 2020 |
| Carl Allan Watkins | Commonwealth Financial Network national BD | Allegiant Private Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 28, 2020 | Sep 28, 2020 |
| Melissa Ellen Walsh | Commonwealth Financial Network national BD | Allegiant Private Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 28, 2020 | Oct 12, 2020 |
| William Carl Geisdorf | Commonwealth Financial Network national BD | Allegiant Private Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 18, 2020 | Sep 23, 2020 |
| Paul Brett Cantor | Commonwealth Financial Network national BD | Allegiant Private Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 3, 2020 | Sep 22, 2020 |
| Martin Jay Kossoff | Kerkering Barberio Financial Services, Inc. unclassified | Allegiant Private Advisors, LLC no RAUM | Other | Oct 2, 2009 | Oct 9, 2020 (4025 d) |
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8 moves match.