DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Vantage Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy Aaron SteeleHbw Advisory Services LLC independent RIAVantage Financial Group independent RIARIA to RIAFeb 5, 2025Feb 6, 2025
Karsten Samuel KaczmarMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVantage Financial Group independent RIAWirehouse to independent RIASep 1, 2020Jan 2, 2025 (1584 d)
Jess Ryan HudsonCambridge Investment Research Advisors, Inc. BD affiliatedVantage Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJul 29, 2020Jul 30, 2020
Mark Charles CunibertiCambridge Investment Research Advisors, Inc. BD affiliatedVantage Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJul 29, 2020Oct 7, 2025 (1896 d)
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4 moves match.