DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Driven Investments LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brock A Payne | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Driven Investments LLC independent RIA | Wirehouse to independent RIA | Mar 26, 2026 | Apr 2, 2026 |
| Christian Alexander Williams | Transamerica Financial Advisors, LLC BD affiliated | Driven Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2020 | Dec 1, 2020 |
| Aaron Daniel Pugh | Interactive Financial Advisors independent RIA | Driven Investments LLC independent RIA | RIA to RIA | Aug 24, 2020 | Sep 22, 2020 |
| Joshua Cole Weir | Interactive Financial Advisors independent RIA | Driven Investments LLC independent RIA | RIA to RIA | Aug 24, 2020 | Sep 22, 2020 |
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4 moves match.