DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Heritage Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Donald Moenning | Eastsound Capital Advisors, LLC independent RIA | Heritage Capital Advisors, LLC asset manager | Other | Jan 7, 2025 | Oct 21, 2024 |
| Jeffrey Garett Pietsch | Concert Wealth Management other | Heritage Capital Advisors, LLC independent RIA | Other | Mar 1, 2017 | Jan 30, 2024 (2526 d) |
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2 moves match.