DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Walters Strategic Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jose Maria Bilbao Cunha Joia | Raymond James & Associates, Inc. national BD | Walters Strategic Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 1, 2023 | Aug 28, 2023 (180 d) |
| Joshua Michael Pisa | Ci Doyle Private Wealth, LLC independent RIA | Walters Strategic Advisors, LLC state registered | RIA to a state-registered adviser | Jul 22, 2020 | Oct 9, 2020 (79 d) |
Page 1 of 1
2 moves match.