DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Patron Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Francis Caton | UBS Financial Services Inc. wirehouse | Patron Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 13, 2020 | Oct 2, 2020 |
| Richard Scott Figueroa | UBS Financial Services Inc. wirehouse | Patron Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 13, 2020 | Oct 2, 2020 |
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2 moves match.