DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Finwell, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacqueline Rae WebsterCahaba Wealth Management, Inc. independent RIAFinwell, Inc. state registeredRIA to a state-registered adviserNov 8, 2024Dec 19, 2024 (41 d)
Dallas JacksonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFinwell, Inc. state registeredWirehouse to a state-registered adviserJun 8, 2021Jun 1, 2023 (723 d)
Breanna May StottFinwell, Inc. unclassifiedFinwell, Inc. state registeredOtherApr 21, 2021Apr 19, 2021
Dominique Aniska McqueenFinwell, Inc. unclassifiedFinwell, Inc. state registeredOtherApr 21, 2021Feb 19, 2021
Timothy Edward WatsonFinwell, Inc. unclassifiedFinwell, Inc. state registeredOtherApr 21, 2021Feb 19, 2021
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5 moves match.