DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Systems LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eduardo Caldera | Foundations Investment Advisors LLC independent RIA | Retirement Systems LLC state registered | RIA to a state-registered adviser | Mar 27, 2026 | Mar 23, 2026 |
| Joseph Berishaj | Cadaret Grant & Co Inc BD affiliated | Retirement Systems LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 26, 2024 | Jan 6, 2026 (529 d) |
| James Michael Tuccori | Ae Wealth Management, LLC BD affiliated | Retirement Systems LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 8, 2022 | Mar 25, 2022 (45 d) |
| Gianni Pjeter Perkovic | Ae Wealth Management, LLC independent RIA | Retirement Systems LLC state registered | RIA to a state-registered adviser | Jan 15, 2021 | Mar 25, 2022 (434 d) |
Page 1 of 1
4 moves match.