DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Wealth Group - Austin B. Colby & Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Matthew Bennett | Raymond James Financial Services Advisors, Inc BD affiliated | The Wealth Group - Austin B. Colby & Associates no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 15, 2021 | Jan 15, 2021 |
| Austin Brant Colby | Raymond James Financial Services Advisors, Inc BD affiliated | The Wealth Group - Austin B. Colby & Associates no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 15, 2021 | Feb 22, 2021 |
| Michael Karl Earl | Raymond James Financial Services Advisors, Inc BD affiliated | The Wealth Group - Austin B. Colby & Associates no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 15, 2021 | Jan 15, 2021 |
| Adam Frank Colby | Raymond James Financial Services Advisors, Inc BD affiliated | The Wealth Group - Austin B. Colby & Associates independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2021 | Sep 29, 2021 (76 d) |
| Paige Catherine Heltemes | Raymond James Financial Services Advisors, Inc BD affiliated | The Wealth Group - Austin B. Colby & Associates no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 9, 2021 | Jan 15, 2021 |
| Daniel Marcus Johnson | Raymond James Financial Services Advisors, Inc BD affiliated | The Wealth Group - Austin B. Colby & Associates no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 8, 2021 | Jan 15, 2021 |
| Benjamin James Thorson | Raymond James Financial Services Advisors, Inc BD affiliated | The Wealth Group - Austin B. Colby & Associates independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2021 | Jan 29, 2026 (1667 d) |
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7 moves match.