DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vista Finance, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Michelle O'Connor | Moneta Group Investment Advisors, LLC independent RIA | Vista Finance, LLC independent RIA | RIA to RIA | Apr 26, 2023 | Oct 12, 2023 (169 d) |
| Christopher Brent Williams | M&I Financial Advisors, Inc. no RAUM | Vista Finance, LLC no RAUM | Other | Mar 30, 2010 | Mar 1, 2021 (3989 d) |
Page 1 of 1
2 moves match.