DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Vista Finance, LLC
Latest filing Mar 27, 2026
First filing on the tape Jan 29, 2021 · 24 filings
SEC status approved since Mar 1, 2021
RAUM
$320M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
82%
$264M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$80.0M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$320M as of Mar 27, 2026
Mar 22, 2022$196M then
HNW client RAUM$260M as of Mar 27, 2026
Mar 22, 2022$162M then
State-registered IARs (5.B.3)4 as of Mar 27, 2026
Mar 22, 20223 then
Employees (5.A)5 as of Mar 27, 2026
Mar 22, 20223 then
Private funds1 as of Mar 27, 2026
Mar 27, 20231 then
RAUM +17% over the last fiscal year+27% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $80.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 18derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $706,329derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $517MreportedItem 5.I
- Custody
- $131M, 55 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$260M81%
- Corporations and businesses$54.6M17%
- Individuals$4.0M1.3%
- Charitable organizations$1.6M0.5%
- Individual clients
- 15reported
- HNW clients
- 58reported
- Pension plan clients
- n/areported
- Charitable clients
- 15reported
- Accounts
- 453reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $258M sponsored, $258M managedreported
- Custody of client assets
- $131M for 55 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Brent Williams | Clayton, Mo | Mar 1, 2021 | 26 y | 3 |
| Brian Thomas Landzaat | Clayton, Mo | Mar 1, 2021 | 20 y | 0 |
| Lincoln Andrew Sorensen | Clayton, Mo | Mar 17, 2021 | 12 y | 0 |
| Zachary Thomas | Clayton, Mo | Dec 18, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Jennifer Michelle O'Connor to Focus Partners Wealth, LLCSep 5, 2025 · RIA to RIA
Joined, latest
- Jennifer Michelle O'Connor from Moneta Group Investment Advisors, LLCOct 12, 2023 · RIA to RIA
- Christopher Brent Williams from M&I Financial Advisors, Inc.Mar 1, 2021 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Vista Holding Co | Other Private Fund | $1.0M | 9 | Sep 6, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Thomas Brian Landzaat · Managing Member & Chief Compliance Officercontrolsince 03/2021 · owns 10% to 25%
- Andrew Lincoln Sorensen · Managing Membercontrolsince 03/2021 · owns 5% to 10%
- Brent Christopher Williams · Managing Membercontrolsince 03/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
- Vista Insurance Group, LLCreal estatey
- Vista National Bank And Trustn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Clayton, Mo · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 540 to 453Jan 23, 2026 to Mar 27, 2026
- Advisory employees · 5 to 4Jan 23, 2026 to Mar 27, 2026
- BD registered reps · 1 to 0Jan 23, 2026 to Mar 27, 2026
- Charity clients · 11 to 15Jan 23, 2026 to Mar 27, 2026
- Corporate clients · 12 to 10Jan 23, 2026 to Mar 27, 2026
- HNW clients · 54 to 58Jan 23, 2026 to Mar 27, 2026
- Individual clients · 9 to 15Jan 23, 2026 to Mar 27, 2026
- Assets in custody · $78.6M to $131MJan 23, 2026 to Mar 27, 2026
- Employees · 8 to 5Jan 23, 2026 to Mar 27, 2026
- State-registered IARs · 5 to 4Jan 23, 2026 to Mar 27, 2026
- Discretionary RAUM · $269M to $305MJan 23, 2026 to Mar 27, 2026
- HNW RAUM · $253M to $260MJan 23, 2026 to Mar 27, 2026
- Individual RAUM · $6.1M to $4.0MJan 23, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $4.9M to $15.3MJan 23, 2026 to Mar 27, 2026
- RAUM · $274M to $320MJan 23, 2026 to Mar 27, 2026
- Wrap assets (manager) · $198M to $258MJan 23, 2026 to Mar 27, 2026
- Wrap assets (sponsor) · $198M to $258MJan 23, 2026 to Mar 27, 2026
- Financial planning clients · 1-10 to 1-10Mar 27, 2025 to Jul 9, 2025
- Accounts · 365 to 540Oct 31, 2024 to Mar 27, 2025
- Advisory employees · 4 to 5Oct 31, 2024 to Mar 27, 2025
- Charity clients · 7 to 11Oct 31, 2024 to Mar 27, 2025
- Corporate clients · 10 to 12Oct 31, 2024 to Mar 27, 2025
- HNW clients · 41 to 54Oct 31, 2024 to Mar 27, 2025
- Individual clients · 12 to 9Oct 31, 2024 to Mar 27, 2025
- Employees · 7 to 8Oct 31, 2024 to Mar 27, 2025
- State-registered IARs · 4 to 5Oct 31, 2024 to Mar 27, 2025
- Discretionary RAUM · $204M to $269MOct 31, 2024 to Mar 27, 2025
- HNW RAUM · $198M to $253MOct 31, 2024 to Mar 27, 2025
- Individual RAUM · $6.9M to $6.1MOct 31, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $5.2M to $4.9MOct 31, 2024 to Mar 27, 2025
- RAUM · $210M to $274MOct 31, 2024 to Mar 27, 2025
- Wrap assets (manager) · $170M to $198MOct 31, 2024 to Mar 27, 2025
- Wrap assets (sponsor) · $170M to $198MOct 31, 2024 to Mar 27, 2025
- Accounts · 253 to 365Mar 27, 2023 to Mar 26, 2024
- Advisory employees · 3 to 4Mar 27, 2023 to Mar 26, 2024
- Charity clients · 3 to 7Mar 27, 2023 to Mar 26, 2024
- Corporate clients · 4 to 10Mar 27, 2023 to Mar 26, 2024
- HNW clients · 34 to 41Mar 27, 2023 to Mar 26, 2024
- Individual clients · 10 to 12Mar 27, 2023 to Mar 26, 2024
- Employees · 4 to 7Mar 27, 2023 to Mar 26, 2024
Signals
3 dated events
- Jennifer Michelle O'Connor left Vista Finance, Llc for Focus Partners Wealth, Llc (registered 2025-09-10)Sep 5, 2025 · Advisor changed firm · fact
- Andrew Lincoln Sorensen (Managing Member) appeared on Schedule A of Vista Finance, LlcMar 1, 2021 · Control person joined · fact
- Vista Finance, Llc filed its initial SEC registration (Form ADV)Jan 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Vista Finance, LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business phone
- 844-227-6944reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/vista-finance-llc?trk=public_profile_toreportedpublic record, Form ADV, Sep 17, 2026
- Website
- myvista.usreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-518-5240reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026