DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Elevation Advisory Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Joseph Asta | Raymond James & Associates, Inc. national BD | Elevation Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2023 | Aug 16, 2023 |
| Sandra Diane Dose | Stifel, Nicolaus & Company, Incorporated national BD | Elevation Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Aug 23, 2023 (217 d) |
| Lindsey Lee Chrystan | Cetera Advisor Networks LLC BD affiliated | Elevation Advisory Partners LLC no RAUM | Other | Oct 17, 2022 | May 26, 2021 |
| John Ward Harrison | Cetera Advisor Networks LLC BD affiliated | Elevation Advisory Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2021 | Jun 3, 2021 |
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4 moves match.