DFX Intelligence
Advisor moves
Arrivals at Caplo Advisory LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Paul Capistran | Valic Financial Advisors, Inc. BD affiliated | Caplo Advisory LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 10, 2020 | Feb 17, 2021 (69 d) |
Page 1 of 1
1 moves match.