DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Paragon Private Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dylan T Jones | Raymond James & Associates, Inc. national BD | Paragon Private Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2024 | Dec 10, 2024 |
| Mary Kathryn Lockwood | Meridian Wealth Management, LLC independent RIA | Paragon Private Wealth Management LLC independent RIA | RIA to RIA | Sep 21, 2023 | Jan 1, 2026 (833 d) |
| Catherine Elizabeth Salsman | Morgan Stanley wirehouse | Paragon Private Wealth Management LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 12, 2021 | Apr 23, 2021 |
| Emily Margaret Johns | Morgan Stanley wirehouse | Paragon Private Wealth Management LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 12, 2021 | Apr 23, 2021 |
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4 moves match.