DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Copper Beech Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Parise | Osaic Wealth, Inc. BD affiliated | Copper Beech Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Nov 10, 2025 |
| Michael Parise | Osaic Wealth, Inc. BD affiliated | Copper Beech Financial Group, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Jan 7, 2025 |
| Christopher Ruffino | Edward Jones national BD | Copper Beech Financial Group, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2023 | Mar 13, 2023 |
| Donald Robert Burnaford | Family Office Partners, Inc. no RAUM | Copper Beech Financial Group, LLC no RAUM | Other | Dec 31, 2017 | Aug 12, 2021 (1320 d) |
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4 moves match.