DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Integrity Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Morgan Schubach | New Frontier Advisors, LLC asset manager | Integrity Financial Advisors, LLC independent RIA | Other | Nov 14, 2024 | Apr 15, 2025 (152 d) |
| Lori Ann Day | Blue Ocean Capital Management, LLC unclassified | Integrity Financial Advisors, LLC independent RIA | Other | Nov 22, 2023 | Jan 26, 2026 (796 d) |
| Leanne Atencio Martin | Arete Wealth Advisors, LLC BD affiliated | Integrity Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Apr 28, 2023 |
| Lacey Lynn Roberts | Cape Investment Advisory, Inc. independent RIA | Integrity Financial Advisors, LLC independent RIA | RIA to RIA | Jan 3, 2022 | Apr 28, 2022 (115 d) |
| Michael Dale Koontz | Exodus Wealth, LLC independent RIA | Integrity Financial Advisors, LLC independent RIA | RIA to RIA | Jul 6, 2021 | Apr 28, 2022 (296 d) |
| Robert Forest Held | Exodus Wealth, LLC independent RIA | Integrity Financial Advisors, LLC no RAUM | RIA to a newly registered adviser | Jul 2, 2021 | Jul 7, 2021 |
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6 moves match.