DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at H. L. Ormond & Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Wooten Hardee | Raymond James Financial Services Advisors, Inc BD affiliated | H. L. Ormond & Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Jul 9, 2026 |
| John Keais Hoyt | Raymond James Financial Services Advisors, Inc BD affiliated | H. L. Ormond & Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Jul 9, 2026 |
| Tanner Keais Hoyt | Raymond James Financial Services Advisors, Inc BD affiliated | H. L. Ormond & Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Jul 9, 2026 |
| Herbert Lyman Ormond | Raymond James Financial Services Advisors, Inc BD affiliated | H. L. Ormond & Company, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 22, 2021 | Jun 28, 2021 |
| Michelle Ann Corey | Raymond James Financial Services Advisors, Inc BD affiliated | H. L. Ormond & Company, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 9, 2021 | Jun 29, 2021 |
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5 moves match.