DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Ascent Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Darren Jarosik | Northwestern Mutual Investment Services,LLC no RAUM | The Ascent Group, LLC independent RIA | Other | Jan 29, 2025 | Apr 4, 2025 (65 d) |
| Kristopher Donald Thompson | Key Financial, Inc. independent RIA | The Ascent Group, LLC independent RIA | RIA to RIA | Feb 1, 2024 | Apr 12, 2024 (71 d) |
| Dominick Leuzzi | Ameritas Advisory Services, LLC BD affiliated | The Ascent Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2022 | Aug 22, 2022 |
| Caitlin M West | Journey Strategic Wealth LLC independent RIA | The Ascent Group, LLC independent RIA | RIA to RIA | Jan 14, 2022 | Jun 22, 2022 (159 d) |
| Steven M Paolini | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 16, 2021 | May 20, 2021 |
| Catherine Marie Town | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | May 14, 2021 |
| Timothy Seiders | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | Jun 21, 2021 |
| Brian Patrick Walsh | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | May 14, 2021 |
| Kevin Patrick Nicholson | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | May 14, 2021 |
| Steven Eric Jolley | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | May 14, 2021 |
| Brian Walsh | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | May 14, 2021 |
| John Michael Gambone | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | May 14, 2021 |
| John Butler Blalock | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 9, 2021 | Jun 15, 2021 |
| Devereaux Lee Williams | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 9, 2021 | Jun 15, 2021 |
| Craig Matthew Stanley | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 9, 2021 | Jun 9, 2021 |
| Lieren Mcnally Timeus | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 9, 2021 | Jun 9, 2021 |
| Mark Stephen Batzel | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 7, 2021 | Jun 2, 2021 |
| Jeffrey Michael Silverman | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 7, 2021 | Jun 2, 2021 |
| David Wayne Stockmeier | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 7, 2021 | Jun 10, 2021 |
| Ashley Dorroh Galler | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 7, 2021 | Jun 3, 2021 |
| Michael John Moss | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 10, 2021 | May 13, 2021 |
| Jeffrey Dean Allen | Raymond James & Associates, Inc. national BD | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 15, 2017 | Jun 15, 2021 (1492 d) |
| Valerie Kim Laroque | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | The Ascent Group, LLC mixed wealth | Wirehouse to independent RIA | Jun 4, 2008 | Sep 7, 2021 (4843 d) |
| Joseph Salvatore Pantozzi | Carillon Investments, Inc. unclassified | The Ascent Group, LLC mixed wealth | Other | Jun 30, 2006 | Sep 20, 2021 (5561 d) |
| John Alan Pelham | The Advisors Group, Inc. unclassified | The Ascent Group, LLC no RAUM | Other | Sep 30, 2004 | Jun 15, 2021 (6102 d) |
| Justin Randall Craft | The Advisors Group, Inc. unclassified | The Ascent Group, LLC no RAUM | Other | Sep 30, 2004 | Jun 15, 2021 (6102 d) |
| Jonathan Craig Walker | The Advisors Group, Inc. unclassified | The Ascent Group, LLC no RAUM | Other | Sep 30, 2004 | Jun 15, 2021 (6102 d) |
| Chad David Moseley | The Advisors Group, Inc. unclassified | The Ascent Group, LLC no RAUM | Other | Sep 30, 2004 | Jun 15, 2021 (6102 d) |
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28 moves match.