DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Innovative Wealth Building LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carman Michael Kubanda | First Command Advisory Services BD affiliated | Innovative Wealth Building LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2023 | Jun 1, 2023 |
| Warren P Brooks | First Command Advisory Services BD affiliated | Innovative Wealth Building LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2021 | Jul 14, 2021 |
| Jennifer Brooks Hill | First Command Advisory Services BD affiliated | Innovative Wealth Building LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2021 | Jul 9, 2021 |
| Terry Everett Parham | Pruco Securities, LLC BD affiliated | Innovative Wealth Building LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 28, 2021 | Jun 24, 2021 |
| Kennah G Parham | Pruco Securities, LLC BD affiliated | Innovative Wealth Building LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 25, 2021 | Jul 2, 2021 |
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5 moves match.