DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kelsey Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ilan Meir Fersht | Western International Securities BD affiliated | Kelsey Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2023 | May 25, 2023 |
| Kiel Spencer Holmes | Kelsey Financial, LLC unclassified | Kelsey Financial, LLC independent RIA | Other | Aug 1, 2021 | Sep 10, 2021 (40 d) |
| Annette Gallo | Kelsey Financial, LLC unclassified | Kelsey Financial, LLC independent RIA | Other | Aug 1, 2021 | Jun 25, 2021 |
| Steven Everett Hoppel | Western International Securities other | Kelsey Financial, LLC independent RIA | Other | Dec 31, 2017 | Jun 25, 2021 (1272 d) |
Page 1 of 1
4 moves match.