DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Factor Investing Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kendra Renee Rasner | Old Mission Investment Company, LLC independent RIA | Factor Investing Group independent RIA | RIA to RIA | Mar 20, 2024 | Mar 19, 2024 |
| Christopher Ren-Da Chang | Old Mission Investment Company, LLC independent RIA | Factor Investing Group independent RIA | RIA to RIA | Mar 5, 2024 | Jan 1, 2025 (302 d) |
| Victor Joseph Melfa | Kestra Advisory Services, LLC BD affiliated | Factor Investing Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 7, 2022 | Nov 9, 2021 |
| Victor Joseph Melfa | Kestra Advisory Services, LLC BD affiliated | Factor Investing Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 7, 2022 | Dec 15, 2021 |
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4 moves match.