DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at B. Riley Wealth Private Shares
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Peter Hastings | B. Riley Wealth Advisors, Inc. BD affiliated | B. Riley Wealth Private Shares asset manager | Other | Apr 16, 2025 | Apr 4, 2023 |
| Thomas John Kelleher | B. Riley Capital Management asset manager | B. Riley Wealth Private Shares asset manager | Other | Mar 27, 2025 | Nov 21, 2025 (239 d) |
| Thomas David Kowalczyk | B. Riley Wealth Advisors, Inc. BD affiliated | B. Riley Wealth Private Shares asset manager | Other | Jan 17, 2025 | Sep 8, 2021 |
Page 1 of 1
3 moves match.