DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at North Fork Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shawn Michael Wyatt | On Investment Management Co BD affiliated | North Fork Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 7, 2021 | Sep 8, 2021 |
| Seth Surface | On Investment Management Co BD affiliated | North Fork Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 7, 2021 | Sep 1, 2021 |
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2 moves match.