DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Normandy Investment Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Matthew Mccarver | Commonwealth Financial Network national BD | Normandy Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2025 | Apr 1, 2025 |
| Tracy Ford | Commonwealth Financial Network national BD | Normandy Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2024 | Apr 23, 2024 |
| Jason Grant Montgomery | Commonwealth Financial Network national BD | Normandy Investment Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 4, 2021 | Sep 30, 2021 |
| Brent A Caswell | Commonwealth Financial Network national BD | Normandy Investment Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2021 | Oct 15, 2021 |
| Thomas Whitsed Laming | Scout Investments, Inc. other | Normandy Investment Advisors independent RIA | Other | Jan 4, 2016 | Feb 3, 2022 (2222 d) |
| Jeffrey Alan Tudas | Summit Wealth Advisors, LLC unclassified | Normandy Investment Advisors no RAUM | Other | Mar 28, 2011 | Sep 30, 2021 (3839 d) |
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6 moves match.