DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Eaton Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jaron Thomas Oswalt | Equitable Advisors, LLC national BD | Eaton Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2023 | Dec 25, 2023 |
| Adam Paul Mentzer | Equitable Advisors, LLC national BD | Eaton Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2023 | Feb 18, 2023 |
| Jacalyn Kay Ferreira | Royal Capital Management LLC independent RIA | Eaton Financial Group independent RIA | RIA to RIA | Feb 13, 2023 | Jan 3, 2023 |
| Tyler James Boccia | Equitable Advisors, LLC national BD | Eaton Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2022 | Nov 21, 2022 |
| Danielle Basilone | Equitable Advisors, LLC national BD | Eaton Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2022 | Nov 2, 2022 |
| Leonard James Tomson | Equitable Advisors, LLC national BD | Eaton Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2022 | Nov 2, 2022 |
| Mario Joseph Basilone | Equitable Advisors, LLC national BD | Eaton Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2022 | Nov 2, 2022 |
| Domenick Anthony Mancini | Equitable Advisors, LLC national BD | Eaton Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2022 | Nov 3, 2022 |
| Douglas Jay Eaton | Schorn Wealth independent RIA | Eaton Financial Group no RAUM | RIA to a newly registered adviser | Dec 16, 2021 | Nov 29, 2021 |
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9 moves match.