DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Watershed Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sarah Elizabeth Pierce | Northwestern Mutual Investment Services,LLC no RAUM | Watershed Private Wealth independent RIA | Other | Nov 14, 2023 | Nov 3, 2023 |
| Joshi Koneru | Creative Planning independent RIA | Watershed Private Wealth independent RIA | RIA to RIA | Jul 20, 2022 | Aug 1, 2022 |
| Brendan Gilmartin Moody | Spotlight Asset Group independent RIA | Watershed Private Wealth no RAUM | RIA to a newly registered adviser | Sep 20, 2021 | Sep 16, 2021 |
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3 moves match.