DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Alliance Private Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alyson Mary ShawCommonwealth Financial Network national BDAlliance Private Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2025Nov 4, 2025 (124 d)
Jane JohnsonCommonwealth Financial Network national BDAlliance Private Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2025Jan 6, 2022
Holly CloutierCommonwealth Financial Network national BDAlliance Private Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2025Oct 22, 2025 (111 d)
Gregory Alfred FarlandCommonwealth Financial Network national BDAlliance Private Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2025Jan 4, 2022
Robert Aram MestjianCommonwealth Financial Network national BDAlliance Private Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2025Jan 4, 2022
Juan David Ramon SotoCommonwealth Financial Network national BDAlliance Private Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2025Aug 19, 2025 (49 d)
Daniel William CarrollCentury Management Financial Advisors otherAlliance Private Wealth, LLC independent RIAOtherJul 28, 2015Oct 15, 2025 (3732 d)
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7 moves match.