DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Heritage Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan Lamarr Gibbs | The Kocen Financial Group, Inc. independent RIA | Heritage Wealth Management, Inc. independent RIA | RIA to RIA | Nov 16, 2022 | Apr 11, 2022 |
| Michelle Mh Hams | The Kocen Financial Group, Inc. independent RIA | Heritage Wealth Management, Inc. no RAUM | RIA to a newly registered adviser | Feb 28, 2022 | Dec 21, 2021 |
| Ryan Kent Gibbs | The Kocen Financial Group, Inc. independent RIA | Heritage Wealth Management, Inc. no RAUM | RIA to a newly registered adviser | Feb 28, 2022 | Nov 22, 2021 |
| Jenna Marie Dillenburg | The Kocen Financial Group, Inc. independent RIA | Heritage Wealth Management, Inc. no RAUM | RIA to a newly registered adviser | Feb 28, 2022 | Dec 16, 2021 |
| Daniel Jay Shainberg | Legacy Pcg, LLC independent RIA | Heritage Wealth Management, Inc. independent RIA | RIA to RIA | Aug 24, 2018 | Feb 24, 2025 (2376 d) |
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5 moves match.