DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Income Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler Mcconville | Avantax Advisory Services BD affiliated | Retirement Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2025 | Aug 28, 2025 |
| Jeremy John Mcarthur | Cetera Investment Advisers LLC BD affiliated | Retirement Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Feb 9, 2025 |
| Christa Liane Rubenzer Schonscheck | Northwestern Mutual Investment Services,LLC no RAUM | Retirement Income Strategies, LLC independent RIA | Other | Jul 11, 2024 | Nov 13, 2024 (125 d) |
| Benjamin Scott Heidemann | Ecio, Inc. institutional | Retirement Income Strategies, LLC independent RIA | Other | May 3, 2024 | May 8, 2024 |
| Devin Lowenberg | Sagespring Wealth Partners independent RIA | Retirement Income Strategies, LLC independent RIA | RIA to RIA | May 2, 2023 | May 3, 2023 |
| Kristian L Finfrock | Kalos Management BD affiliated | Retirement Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2022 | Jan 1, 2026 (1270 d) |
| Marissa Ann Evers | Uncommon Cents Investing independent RIA | Retirement Income Strategies, LLC independent RIA | RIA to RIA | Jun 8, 2022 | Sep 27, 2022 (111 d) |
Page 1 of 1
7 moves match.