DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Maxiam Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Celeste Chastel Al Hashim | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Maxiam Capital, LLC state registered | Wirehouse to a state-registered adviser | Nov 18, 2022 | Feb 26, 2024 (465 d) |
| Faisal Nabil Al Hashim | Fisher Investments independent RIA | Maxiam Capital, LLC state registered | RIA to a state-registered adviser | Nov 16, 2021 | Apr 4, 2022 (139 d) |
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2 moves match.