DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Advisor.Com
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Trigg Lewis Williamson | Nuveen Asset Management, LLC mixed wealth | Advisor.Com independent RIA | RIA to RIA | May 31, 2025 | Jul 29, 2025 (59 d) |
| Michael M Williamson | First Citizens Investor Services, Inc. BD affiliated | Advisor.Com independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2024 | Jan 3, 2025 (79 d) |
| Kellen Patrick Thayer | Raymond James & Associates, Inc. national BD | Advisor.Com independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2022 | Dec 15, 2023 (585 d) |
Page 1 of 1
3 moves match.