DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Spearhead Administrative Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Eugene Foley | Spearhead Capital Advisors, LLC independent RIA | Spearhead Administrative Services, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2022 | Apr 25, 2022 |
| Alyson Renee Kest | Spearhead Capital Advisors, LLC independent RIA | Spearhead Administrative Services, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2022 | Apr 27, 2022 |
| David Cook Reynolds | Spearhead Capital Advisors, LLC independent RIA | Spearhead Administrative Services, LLC other | Other | Dec 31, 2022 | Jan 1, 2025 (732 d) |
| Patrick Edward Walsh | Spearhead Capital Advisors, LLC independent RIA | Spearhead Administrative Services, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2022 | Apr 25, 2022 |
| Christopher Kentimenos | Kovack Advisors, Inc. BD affiliated | Spearhead Administrative Services, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 29, 2020 | Jun 8, 2022 (617 d) |
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5 moves match.