DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rbg Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Marie Shive | Raymond James Financial Services Advisors, Inc BD affiliated | Rbg Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2024 | Sep 23, 2024 (244 d) |
| Timothy Wayne Ellis | Waddell & Associates, LLC independent RIA | Rbg Wealth Advisors LLC independent RIA | RIA to RIA | Mar 7, 2022 | May 26, 2022 (80 d) |
| Gregory O'Neal Davis | Century Wealth Management, LLC independent RIA | Rbg Wealth Advisors LLC independent RIA | RIA to RIA | Jan 12, 2022 | May 26, 2022 (134 d) |
Page 1 of 1
3 moves match.