DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Atlas Fiduciary Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Michael Nichols | First Trust Advisors LP asset manager | Atlas Fiduciary Services, Inc. other | Other | Mar 28, 2024 | Jul 11, 2025 (470 d) |
| Michael Knee | Cambridge Investment Research Advisors, Inc. BD affiliated | Atlas Fiduciary Services, Inc. other | Other | Mar 12, 2024 | Feb 13, 2024 |
| John Richard Heise | Cambridge Investment Research Advisors, Inc. BD affiliated | Atlas Fiduciary Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Jun 14, 2022 |
| James Alexander Bianchi | Bay Financial Advisors, Inc. unclassified | Atlas Fiduciary Services, Inc. other | Other | Dec 31, 2021 | Mar 25, 2025 (1180 d) |
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4 moves match.