DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Atlas Fiduciary Services, Inc.
Latest filing Jul 13, 2026
First filing on the tape May 3, 2022 · 11 filings
SEC status approved since Jun 3, 2022
RAUM
$269M
reported, Item 5.F
Discretionary
46%
of RAUM
Private clients
14%
$37.9M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$67.3M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$269M as of Jul 13, 2026
Mar 23, 2023$198M then
HNW client RAUM$17.8M as of Jul 13, 2026
Mar 23, 2023$7.0M then
State-registered IARs (5.B.3)4 as of Jul 13, 2026
Mar 23, 20232 then
Employees (5.A)6 as of Jul 13, 2026
Mar 23, 20232 then
Private funds: no history
RAUM +4.5% over the last fiscal year+11% a year over threeIARs 2 to 4offices 1 to 2
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $67.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $2.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 46%derivedof RAUM
- Institutional
- 86%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +59%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$224M83%
- Individuals$20.1M7.5%
- High-net-worth individuals$17.8M6.6%
- Charitable organizations$7.8M2.9%
- Individual clients
- 111reported
- HNW clients
- 10reported
- Pension plan clients
- 11reported
- Charitable clients
- n/areported
- Accounts
- 122reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.14 fund_share=0.0 institutional_share=0.86 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Alexander BianchiChartered Financial Consultant | Boston, Ma | Dec 8, 2017 | 34 y | 4 |
| John Richard HeiseCertified Financial Planner | Concord, Nh | Jun 14, 2022 | 28 y | 3 |
| Michael Knee | Concord, Nh | Feb 13, 2024 | 12 y | 3 |
| Aaron Michael Nichols | Portsmouth, Nh | Jul 11, 2025 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Aaron Michael Nichols from First Trust Advisors LPJul 11, 2025 · Other
- James Alexander Bianchi from Bay Financial Advisors, Inc.Mar 25, 2025 · Other
- Michael Knee from Cambridge Investment Research Advisors, Inc.Feb 13, 2024 · Other
- John Richard Heise from Cambridge Investment Research Advisors, Inc.Jun 14, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Richard John Heise · President And Chief Compliance Officercontrolsince 05/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Concord, Nh · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jul 13, 2026institutional share of RAUM of 86% against a peer median of 0% (212 comparable advisers, 99.0th percentile, 29.0 robust deviations)peers: other advisers, $100M to $500M (212) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 129 to 122Jul 18, 2025 to Feb 12, 2026
- Advisory employees · 2 to 4Jul 18, 2025 to Feb 12, 2026
- BD registered reps · 0 to 1Jul 18, 2025 to Feb 12, 2026
- HNW clients · 8 to 10Jul 18, 2025 to Feb 12, 2026
- Individual clients · 68 to 111Jul 18, 2025 to Feb 12, 2026
- Pension plan clients · 13 to 11Jul 18, 2025 to Feb 12, 2026
- Employees · 3 to 6Jul 18, 2025 to Feb 12, 2026
- State-registered IARs · 2 to 4Jul 18, 2025 to Feb 12, 2026
- Other offices · 1 to 2Jul 18, 2025 to Feb 12, 2026
- Discretionary RAUM · $133M to $123MJul 18, 2025 to Feb 12, 2026
- HNW RAUM · $9.1M to $17.8MJul 18, 2025 to Feb 12, 2026
- Individual RAUM · $27.5M to $20.1MJul 18, 2025 to Feb 12, 2026
- Non-discretionary RAUM · $125M to $146MJul 18, 2025 to Feb 12, 2026
- Pension RAUM · $214M to $224MJul 18, 2025 to Feb 12, 2026
- RAUM · $258M to $269MJul 18, 2025 to Feb 12, 2026
- Financial planning clients · 0 to 0Mar 21, 2025 to Jul 18, 2025
- Other offices · 0 to 1Feb 21, 2025 to Mar 21, 2025
- Accounts · 151 to 129Jun 5, 2024 to Feb 21, 2025
- HNW clients · unset to 8.0Jun 5, 2024 to Feb 21, 2025
- Individual clients · 87 to 68Jun 5, 2024 to Feb 21, 2025
- Pension plan clients · 16 to 13Jun 5, 2024 to Feb 21, 2025
- Employees · 2 to 3Jun 5, 2024 to Feb 21, 2025
- Discretionary RAUM · $116M to $133MJun 5, 2024 to Feb 21, 2025
- HNW RAUM · $9.2M to $9.1MJun 5, 2024 to Feb 21, 2025
- Individual RAUM · $20.8M to $27.5MJun 5, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $137M to $125MJun 5, 2024 to Feb 21, 2025
- Pension RAUM · $217M to $214MJun 5, 2024 to Feb 21, 2025
- RAUM · $254M to $258MJun 5, 2024 to Feb 21, 2025
- BD registered reps · 1 to 0Mar 11, 2024 to Jun 5, 2024
- Insurance-licensed employees · 1 to 0Mar 11, 2024 to Jun 5, 2024
- Accounts · 139 to 151Sep 28, 2023 to Mar 11, 2024
- Individual clients · 77 to 87Sep 28, 2023 to Mar 11, 2024
- Pension plan clients · 11 to 16Sep 28, 2023 to Mar 11, 2024
- Insurance-licensed employees · 0 to 1Sep 28, 2023 to Mar 11, 2024
- Financial planning clients · 1-10 to 0Sep 28, 2023 to Mar 11, 2024
- Discretionary RAUM · $88.4M to $116MSep 28, 2023 to Mar 11, 2024
- HNW RAUM · $7.0M to $9.2MSep 28, 2023 to Mar 11, 2024
- Individual RAUM · $19.0M to $20.8MSep 28, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $109M to $137MSep 28, 2023 to Mar 11, 2024
- Pension RAUM · $167M to $217MSep 28, 2023 to Mar 11, 2024
Signals
1 dated events
- Atlas Fiduciary Services, Inc. filed its initial SEC registration (Form ADV)May 3, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- afgplanning.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 603-581-7125reportedpublic record, Form ADV, Jul 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026