DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gearhart & Associates

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Samantha FlorioW&S Brokerage Services, Inc. BD affiliatedGearhart & Associates independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2024Aug 13, 2024
Kenton Kyle GearhartRaymond James & Associates, Inc. national BDGearhart & Associates no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 21, 2022Jul 14, 2022
Kendall Mcgarry HardenRaymond James & Associates, Inc. national BDGearhart & Associates no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 21, 2022Jul 14, 2022
Alexandra Eichler RiceRaymond James & Associates, Inc. national BDGearhart & Associates no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 30, 2022Jul 14, 2022
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4 moves match.