DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Solano Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Austin David Jones | First Command Advisory Services BD affiliated | Solano Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jun 4, 2026 |
| Frank Linn Holloway | Solano Wealth Management, Inc. independent RIA | Solano Wealth Advisors no RAUM | RIA to a newly registered adviser | Aug 20, 2024 | Jul 1, 2024 |
| Carlos Romero Mendoza | Solano Wealth Management, Inc. independent RIA | Solano Wealth Advisors no RAUM | RIA to a newly registered adviser | Aug 20, 2024 | Jul 1, 2024 |
| Francisco Javier Guerra | Solano Wealth Management, Inc. independent RIA | Solano Wealth Advisors no RAUM | RIA to a newly registered adviser | Aug 20, 2024 | Jul 1, 2024 |
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4 moves match.