DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kooman & Associates

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Amy Lynn DelauterRaymond James Financial Services Advisors, Inc BD affiliatedKooman & Associates no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 13, 2022Oct 1, 2022
Stacy Marie AndersonRaymond James Financial Services Advisors, Inc BD affiliatedKooman & Associates no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 13, 2022Oct 1, 2022
Madeline Rose BayneRaymond James Financial Services Advisors, Inc BD affiliatedKooman & Associates no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 13, 2022Oct 1, 2022
Jeffrey Nicholas StarkeyRaymond James Financial Services Advisors, Inc BD affiliatedKooman & Associates no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 10, 2022Oct 1, 2022
Kathryn Kooman StarkeyRaymond James Financial Services Advisors, Inc BD affiliatedKooman & Associates no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 10, 2022Oct 1, 2022
Kyle W MoerschbacherRaymond James Financial Services Advisors, Inc BD affiliatedKooman & Associates no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 10, 2022Oct 1, 2022
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6 moves match.