DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Borger Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carlos Sacasa | LPL Enterprise, LLC no RAUM | Borger Capital Management LLC state registered | Other | Jan 27, 2025 | Dec 4, 2025 (311 d) |
| Todd Joseph Glime | Sequent Planning, LLC independent RIA | Borger Capital Management LLC state registered | RIA to a state-registered adviser | Feb 20, 2024 | Mar 12, 2024 |
| Ludger Josef Borger | Midwest Guardian International Corp. unclassified | Borger Capital Management LLC state registered | Other | Sep 5, 2017 | Feb 2, 2023 (1976 d) |
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3 moves match.