DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bruderman Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph M Bruderman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bruderman Private Wealth independent RIA | Wirehouse to independent RIA | Aug 21, 2023 | Nov 3, 2023 (74 d) |
| Robert William Bruderman | Gary Goldberg Planning Services independent RIA | Bruderman Private Wealth independent RIA | RIA to RIA | Dec 31, 2022 | Aug 9, 2023 (221 d) |
| James Matthew Bruderman | Gary Goldberg Planning Services independent RIA | Bruderman Private Wealth no RAUM | RIA to a newly registered adviser | Oct 19, 2022 | Oct 18, 2022 |
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3 moves match.