DFX Intelligence
Advisor moves
Arrivals at Strategy Cap, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Joseph Evans | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategy Cap, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Oct 19, 2022 |
| Jared Andrew Pearson | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategy Cap, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Oct 31, 2022 |
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2 moves match.