DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at New Wave Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Miranda Dawn DubberlyArvest Wealth Management independent RIANew Wave Wealth Advisors independent RIARIA to RIAAug 5, 2024Jul 16, 2024
Caleb Levi SmithArvest Wealth Management independent RIANew Wave Wealth Advisors independent RIARIA to RIAApr 25, 2024Apr 7, 2024
Jacqueline Fenix RogersArvest Wealth Management independent RIANew Wave Wealth Advisors independent RIARIA to RIAFeb 28, 2023Feb 27, 2023
Kelly Sue PennSowell Management independent RIANew Wave Wealth Advisors independent RIARIA to RIADec 31, 2022May 16, 2023 (136 d)
Tomek Andrzej SiwiecSowell Management independent RIANew Wave Wealth Advisors no RAUMRIA to a newly registered adviserDec 31, 2022Oct 25, 2022
Dustin Heath StanleySowell Management independent RIANew Wave Wealth Advisors no RAUMRIA to a newly registered adviserDec 31, 2022Oct 25, 2022
Hannah Elizabeth StanleySowell Management independent RIANew Wave Wealth Advisors no RAUMRIA to a newly registered adviserDec 31, 2022Oct 25, 2022
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7 moves match.