DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Channel Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Evans TeterSagepoint Financial, Inc. BD affiliatedChannel Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 1, 2022Oct 28, 2022
Justin Thoreau PollackSagepoint Financial, Inc. BD affiliatedChannel Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2022Jan 1, 2025 (792 d)
Brett Edward WeichbrodSagepoint Financial, Inc. BD affiliatedChannel Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 1, 2022Oct 28, 2022
Maxwell Joel PhillipsSagepoint Financial, Inc. BD affiliatedChannel Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2022Jan 1, 2025 (792 d)
Ross L AndersonSagepoint Financial, Inc. BD affiliatedChannel Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 1, 2022Oct 28, 2022
Christian Randolph SnowdenSagepoint Financial, Inc. BD affiliatedChannel Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 1, 2022Oct 28, 2022
Joseph Reeves O'FlahertyNuveen Asset Management, LLC otherChannel Wealth, LLC independent RIAOtherAug 17, 2022Jan 1, 2025 (868 d)
Justin Robert AndersonThe Ameriflex Group no RAUMChannel Wealth, LLC no RAUMOtherMar 30, 2020Oct 28, 2022 (942 d)
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8 moves match.