DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Greater Midwest Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Martin Kimle | Nuveen Asset Management, LLC mixed wealth | Greater Midwest Financial Group, LLC independent RIA | RIA to RIA | Aug 6, 2024 | Feb 10, 2025 (188 d) |
| Robert James Phillips | Kestra Advisory Services, LLC BD affiliated | Greater Midwest Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 21, 2023 | Jan 23, 2023 |
| James William Ronn | Kestra Advisory Services, LLC BD affiliated | Greater Midwest Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2023 | Jan 23, 2023 |
| Jacob Michael Kogler | Kestra Advisory Services, LLC BD affiliated | Greater Midwest Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2023 | Jan 24, 2023 |
| Donald James Phillips | Kestra Advisory Services, LLC BD affiliated | Greater Midwest Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2023 | Jan 27, 2023 |
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5 moves match.