DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brock Hill Private Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Robert Potter | Awh Financial, LLC no RAUM | Brock Hill Private Advisors no RAUM | Other | Dec 14, 2023 | Jan 10, 2024 |
| Jared Hobert Brock | Equitable Advisors, LLC national BD | Brock Hill Private Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 19, 2023 | Aug 28, 2023 |
| Ryan Bruce Hill | Equitable Advisors, LLC national BD | Brock Hill Private Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 15, 2023 | Aug 28, 2023 |
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3 moves match.