DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Downtown Wealth Studios, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jorge Cardenas | Fidelity Personal And Workplace Advisors BD affiliated | Downtown Wealth Studios, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 | Feb 13, 2024 |
| Dinghao Jiang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Downtown Wealth Studios, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 21, 2023 | Apr 5, 2023 |
| Kathleen Denney Cefalu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Downtown Wealth Studios, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 20, 2023 | Apr 18, 2023 |
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3 moves match.